Corporate and Commercial Financings
HappyNest REIT Inc. – Public Offering
Represented HappyNest REIT Inc., a real estate investment trust that provides qualified purchasers the opportunity to invest in a portfolio of commercial real estate assets, in a $50 million public offering pursuant to Regulation A, promulgated under the Securities Act of 1933, as amended.
Kaman Corporation – Form S-8
Represented Kaman Corporation, a NYSE-listed U.S. defense contractor, in filing a Form S-8 for securities to be offered in a stock incentive plan.
Integrated Bio Pharma – Form S-8
Represented Integrated Bio Pharma in filing a Form S-8 and in providing general corporate advice.
SGH Escrow Corporation (Real Alloy, Inc.) – $305 Million Rule 144 Offering
Represented SGH Escrow Corporation (Real Alloy, Inc.), a subsidiary of Signature Group Holdings, Inc., in a $305 million Rule 144 high yield offering of senior secured notes.
Signature Group Holdings, Inc. – Public Offering
Represented Signature Group Holdings, Inc. in an underwritten public offering of common stock.
Kaman Corporation – $700 Million Commercial Loan
Represented Kaman Corporation, a NYSE-listed U.S. defense contractor, in a $700 million revolving and term loan commercial financing transaction.
QuadraMed Corporation – $100 Million Rule 144A Offering of Convertible Preferred Stock
Represented QuadraMed Corporation, an AMEX-listed software and information technology company, in a $100 million private offering of Rule 144A eligible convertible preferred stock.
Kaman Corporation – $115 Million Rule 144A Offering of Convertible Notes
Represented Kaman Corporation, a NYSE-listed U.S. defense contractor, in a $115 million Rule 144A convertible note offering.
JBF Industries Ltd. – Private Offering of Equity Shares
Represented JBF Industries Ltd., a Bombay and National Stock Exchange listed Indian company, as international legal counsel in a private offering of equity shares.
Kiri Dyes & Chemicals Ltd. – Private Offering of Equity Shares
Represented Kiri Dyes & Chemicals Ltd., a Bombay and National Stock Exchange-listed Indian company, as international legal counsel in a private offering of equity shares.
CAIS Internet, Inc. – $150 Million Initial Public Offering and $145 Million Private Stock Offering
Represented CAIS Internet, Inc., a tier-one Internet service provider, in its $150 million initial public offering and in private offerings of $145 million of preferred stock to Microsoft Corporation, Kohlberg Kravis Roberts & Co. (KKR), and 3Com Corporation.
FaciliCom International, Inc. - $300 Million Rule 144A Debt Offering
Represented FaciliCom International, Inc., an international long-distance telecommunications company, in its $300 million Rule 144A high-yield debt offering.
Telco Communications Group, Inc. – $102 Million Initial Public Offering
Represented Telco Communications Group, Inc., a long-distance telecommunications company, in its $102 million initial public offering.
Telegroup, Inc. – Securities Offerings
Represented Telegroup, Inc., an international long-distance telecommunications company, in its $46 million initial public offering, $100 million Rule 144A high-yield debt offering and $25 million convertible note offering.
REIT – Public Offerings
Represented a publicly traded mortgage REIT in public offerings of common stock, convertible preferred stock and high-yield debt.
OM Group, Inc. – $177 Million Initial Public Offering
Represented OM Group, Inc., a multinational specialty chemical company, in its $177 million initial public offering.