December 1, 2023 – Article Divergent Paths of Crypto Fraud Enforcement: How Three Major U.S. Agencies Police Fraud New York Law Journal Arthur G. Jakoby, Maxim M.L. Nowak and Joshua J. Schoch
November 20, 2023 – Article Representing Member Firms and Associated Persons in the Disclosure U5 Process: A Primer and Common Pitfalls Bloomberg Law - Practical Guidance Howard R. Elisofon and Maxim M.L. Nowak
March 21, 2023 – Securities Alert Insider Trading’s New Frontier: What Companies and Individuals Need to Know about Enforcement Under the SEC’s Recently Amended Insider Trading Rule