August 2017 – Securities Alert First Appellate Decision Involving Federal Anti-Spoofing Provision Sends Clear Message to the Market Howard R. Elisofon, Arthur G. Jakoby and Rebecca L. Newman
January/February 2017 – Article Retail Bankruptcy Cases: A Volatile Sector Faces More Turbulence ABF Journal Stephen Selbst
December 2016 – Cybersecurity Alert New York Department of Financial Services to Soon Require Extensive Cybersecurity Program Erica Markowitz
June 2016 – Securities Alert SEC Fines Morgan Stanley $1 Million for Failing to Secure Client Data Jason A. D’Angelo and Patrick Johnson
June 2016 – Securities Alert FINRA Adopts New Rule 2272 Regarding Securities Offers and Sales on Military Installations Howard R. Elisofon
June 1, 2016 – Securities Alert Divided Appellate Court Rebuffs Challenges to the SEC’s Administrative Proceedings Howard R. Elisofon and Arthur G. Jakoby
December 10, 2014 – Securities Alert Second Circuit Narrows the Government's Ability to Prosecute Insider Trading Arthur G. Jakoby
February 20, 2014 – Securities Alert Court Decision Makes Fund Managers Engaged in Insider Trading Personally Liable for Fund Trading Profits Howard R. Elisofon
March 2013 – Securities Alert U.S. Supreme Court Limits Timing of Federal Enforcement Actions Arthur G. Jakoby
February 2012 – Securities Alert CFTC Finalizes Changes to CPO and CTA Registration and Compliance Rules Arthur G. Jakoby
