February 23, 2022 – Article The role of SEC regulation in advancing shareholder activism in 2022 Westlaw Thomson Reuters Morris F. DeFeo
August 2017 – Securities Alert First Appellate Decision Involving Federal Anti-Spoofing Provision Sends Clear Message to the Market Howard R. Elisofon and Arthur G. Jakoby
January/February 2017 – Article Retail Bankruptcy Cases: A Volatile Sector Faces More Turbulence ABF Journal Stephen Selbst
December 2016 – Cybersecurity Alert New York Department of Financial Services to Soon Require Extensive Cybersecurity Program Barry Werbin
June 2016 – Securities Alert SEC Fines Morgan Stanley $1 Million for Failing to Secure Client Data Herrick, Feinstein LLP
June 2016 – Securities Alert FINRA Adopts New Rule 2272 Regarding Securities Offers and Sales on Military Installations Howard R. Elisofon
June 1, 2016 – Securities Alert Divided Appellate Court Rebuffs Challenges to the SEC’s Administrative Proceedings Howard R. Elisofon and Arthur G. Jakoby
December 10, 2014 – Securities Alert Second Circuit Narrows the Government's Ability to Prosecute Insider Trading Arthur G. Jakoby
February 20, 2014 – Securities Alert Court Decision Makes Fund Managers Engaged in Insider Trading Personally Liable for Fund Trading Profits Howard R. Elisofon
March 2013 – Securities Alert U.S. Supreme Court Limits Timing of Federal Enforcement Actions Arthur G. Jakoby
February 2012 – Securities Alert CFTC Finalizes Changes to CPO and CTA Registration and Compliance Rules Arthur G. Jakoby
