SEC v. SIPC: What the Battle to Define ‘Customer’ Means For Stanford Investors and Victims of Financial Fraud at Large

May 27, 2013Bloomberg BNA Securities Regulation and Law Report
Howard R. Elisofon, partner in Herrick, Feinstein LLP's Securities and Commodities Litigation and Regulatory Practice and Jonathan L. Adler, senior litigation associate, co-authored the article, which examines the unprecedented and closely watched federal lawsuit between the Securities and Exchange Commission and the Securities Investor Protection Corporation arising from the Stanford Ponzi scheme, which is now pending before the U.S. Court of Appeals for the District of Columbia Circuit.