Investment Advisors: Can Advisors be Held Criminally Liable for an Employee’s Violation of Federal and State Securities Law?

July 13, 2010
Herrick, Feinstein LLP

2 Park Avenue

New York City

Arthur Jakoby joined members of Herbert L. Jamison & Co., L.L.C. to present a webinar entitled "Investment Advisors: Can Advisors be Held Criminally Liable for an Employee's Violation of Federal and State Securities Law?"  

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