Trader – FINRA Investigation

Representation of a former trader at a national retail brokerage firm in a FINRA regulatory investigation into charges of front-running one of the firm's customers.

Firm News

BTI Litigation Outlook Recognizes Herrick as Litigation Standout

This report covers industry trends and ranks law firms based on in-depth interviews with legal decision makers responsible for litigation.

Firm News

John Chun Given the Community in Action Award by the Korean American Family Service Center

This award honors individuals who have demonstrated an extraordinary commitment to the mission of KAFSC through their volunteer and pro bono activities on the organization’s behalf...

Firm News

Herrick Promotes Samuel J. Bazian to Partner

We are pleased to announce the elevation of Samuel J. Bazian to partner effective January 1, 2023.