Trader – FINRA Investigation

Representation of a former trader at a national retail brokerage firm in a FINRA regulatory investigation into charges of front-running one of the firm's customers.

Firm News

COVID-19 Task Force and Resource Center

We invite you to continue to check our COVID-19 Resource Center, which is being updated regularly by lawyers from across practice areas to provide the full...

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Litigation Leaders: Carol Goodman Aims to Keep Growing Herrick’s Employment and New York Real Estate Disputes Practices

Carol Goodman was spotlighted in the Litigation Daily from The American Lawyer. Carol is featured in the latest edition of the Litigation Leader series which highlights...

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Herrick Adds Prominent Eminent Domain Attorneys

Jennifer Polovetsky, Esq. and Philip A. Sanchez, Esq. come to Herrick from Sanchez & Polovetsky, PLLC, the New York City-based firm they formed a decade ago...