Matters

Stock Brokers – FINRA Investigation

Representation of multiple stock brokers of a national retail brokerage firm in a FINRA investigation into various sales practice violations.

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COVID-19 Task Force and Resource Center

We invite you to continue to check our COVID-19 Resource Center, which is being updated regularly by lawyers from across practice areas to provide the full...

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Herrick Podcast Launches

Our new firmwide podcast, Herrick Does That is now available. Click on the episodes for insight on a variety of today’s most pressing legal and business...

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