Stock Brokers – FINRA Investigation

Representation of multiple stock brokers of a national retail brokerage firm in a FINRA investigation into various sales practice violations.

Firm News

Herrick Announces New Partners

We are pleased to announce the elevation of Brett J. Gottlieb, Kyle J. Kolb, K. Heather Robinson and Scott C. Ross to partner effective January 1...

Firm News

Crain’s New York Business Notable Women in Law

Carol Goodman was named in Crain's New York Business 2022 Notable Women in Law.

Firm News

Habitat Magazine Video Series

Bruce A. Cholst and Deborah Koplovitz spoke with editors from Habitat Magazine for their annual "Case & Consequences" video series at the end of 2021.

Firm News

COVID-19 Task Force and Resource Center

We invite you to continue to check our COVID-19 Resource Center, which is being updated regularly by lawyers from across practice areas to provide the full...