Senior Investment Banker – SEC/FINRA Investigations

Represent a senior investment banker in parallel SEC and FINRA investigations relating to allegations of fraud and misrepresentation in connection with the sale of private equity securities.

Events

What You Don’t Know, But Need to Know, About Hotel Investments in 2021

Yariv Ben-Ari, and his frequent collaborator, Jonathan Falik, Founder and Chief Executive Officer of JF Capital Advisors, will discuss the critical legal issues in the purchase...

Firm News

President Biden Calls for OSHA to Mandate Vaccines for Large, Private Companies

Carol Goodman was a featured guest on SiriusXM's Wharton Business Daily podcast hosted by Dan Loney.

Firm News

COVID-19 Task Force and Resource Center

We invite you to continue to check our COVID-19 Resource Center, which is being updated regularly by lawyers from across practice areas to provide the full...

Firm News

All 52 Stories at 200 Amsterdam Remain: An Important Ruling for New York City Developers

Herrick is thrilled to announce that its developer clients recently achieved a significant victory in a high-profile, multi-year dispute over the approximately $1 billion dollar development...