Broker – FINRA Investigation

Successfully represented a broker in a FINRA investigation into selling away activities; FINRA closed the investigation with no action taken.

Firm News

Herrick welcomes Megan Thompson

Herrick, Feinstein LLP today announced that Megan E. Thompson has joined its Real Estate and Corporate Departments.

Firm News

Herrick Names Belinda G. Schwartz as Executive Chair of the Firm

Herrick, Feinstein LLP is proud to announce that Belinda G. Schwartz has been named Executive Chair of the firm. She will also lead the firm’s Executive...

Firm News

BTI Litigation Outlook Recognizes Herrick as Litigation Standout

This report covers industry trends and ranks law firms based on in-depth interviews with legal decision makers responsible for litigation.