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Steven D. Feldman: events
Profile Matters News Events Publications
Upcoming Events:

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Protecting Your Institution Post-Galleon: Current Insider Trading Issues
September 21, 2010 -- Herrick, Feinstein LLP
Join our distinguished panel of experts and Herrick attorneys who will discuss the current challenges facing the financial industry, recent developments in the insider trading laws, and the steps you need to take to protect yourself and your institutions.

Past Events:

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Financial Regulatory Overhaul Fund Compliance Workshop
July 27, 2010 -- IVY Plus
Herrick hosted an IVY Plus review session which focused on fund compliance with the passage of the Financial Regulatory Overhaul bill.
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Investment Advisors: Can Advisors be Held Criminally Liable for an Employee's Violation of Federal and State Securities Law?
July 13, 2010 -- Herrick, Feinstein LLP and Herbert L. Jamison & Co., L.L.C.
Steven Feldman and Arthur Jakoby joined members of Herbert L. Jamison & Co., L.L.C. to present a webinar entitled “Investment Advisors: Can Advisors be Held Criminally Liable for an Employee's Violation of Federal and State Securities Law?”
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Best Practices in Assessing Your Company’s Enterprise Risk Management Initiative: The Role of Internal Audit and Fiduciary Responsibilities of Audit Committees and Audit Directors
March 4, 2010 -- Herrick, Feinstein LLP and Institute of Internal Auditors
Herrick, in conjunction with the Business and Industry Committee of the New York Chapter of the Institute of Internal Auditors, hosted two interactive panel discussions and a networking reception.
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Rewriting History at Long Last: The Saga of the Goudstikker Art Collection From Nazi Looting to Restitution
October 20, 2009 -- Herrick, Feinstein LLP and Tufts Hillel
Herrick sponsored an event for Tufts Hillel entitled “Rewriting History at Long Last: The Saga of the Goudstikker Art Collection From Nazi Looting to Restitution.”
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Fraud and Ethics in the Financial Crisis
September 16, 2009 -- Institute for Internal Auditors
Richard Morris and Steven Feldman presented at the “Fraud and Ethics in the Financial Crisis” workshop hosted by the Institute for Internal Auditors (IIA) in New York.
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Economic Upheaval & Financial Frauds – How the Regulators and Prosecutors are Responding to Turbulent Times
June 16, 2009 -- Tufts Financial Network
Steven Feldman spoke on a Tufts Financial Network panel entitled “Economic Upheaval & Financial Frauds—How the Regulators and Prosecutors are Responding to Turbulent Times.”