Dodd-Frank Brings Regulatory Change to Investment Advisers
May 13, 2013
Patrick D. Sweeney, Matthew H. Kunkes
New York Law Journal
Patrick Sweeney, a corporate partner at Herrick, Feinstein and Matthew Kunkes, a corporate associate, were featured in the May 13, 2013 Financial Reform Special Section of the New York Law Journal. Their article addresses the regulatory impact  of Dodd-Frank on investment advisers and discusses changes emanating from Dodd-Frank's Title IV, the "Private Fund Investment Adviser Registration Act of 2010."

CFTC and SEC Jointly Adopt Identity Theft Red Flags Rules
May 2013
Irwin A. Kishner, Irwin M. Latner, Patrick D. Sweeney
Investment Adviser Alert

New FINRA Filing Requirement for Private Placements
October 2012
Irwin M. Latner, Patrick D. Sweeney, David A. Pentlow
Private Fund Alert

CFTC Finalizes Changes to CPO and CTA Registration and Compliance Rules
February 2012
Therese M. Doherty, Arthur G. Jakoby, Philip W. Raimondi

Deadline to File Part 1A of Form ADV for Exempt Reporting Advisers
January 2012
Irwin M. Latner, Patrick D. Sweeney
Private Fund Alert

Reporting By Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
November 2011
Irwin M. Latner, Patrick D. Sweeney, Irwin A. Kishner
Dodd-Frank Alert

Dodd-Frank Newsletter
March 2011
Irwin M. Latner, Patrick D. Sweeney, Stephen D. Brodie

SEC Proposes Dodd-Frank Whistleblower Rules
December 2010
Irwin M. Latner, Patrick D. Sweeney
Dodd-Frank Alert

Dodd-Frank Wall Street Reform Outline
Irwin M. Latner, Stephen D. Brodie, Patrick D. Sweeney, Julie Albinsky, Jessica D. Wessel
This outline, a briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, was used during the Fourth Annual Capital Markets Symposium on September 16, 2010.

SEC Proposes “Family Office” Definition
November 2010
Irwin M. Latner, Patrick D. Sweeney, Richard M. Morris
Hedge Fund and Private Equity Fund Alert

The New Brochure Rules Adopted by the SEC
August 2010
Irwin M. Latner, Patrick D. Sweeney
Investment Adviser Alert

Recent Changes to "Accredited Investor" Standard
July 2010
Irwin M. Latner, Patrick D. Sweeney
Hedge Fund and Private Equity Fund Alert

Impact of New Financial Reform Legislation
July 2010
Irwin M. Latner, Patrick D. Sweeney
Hedge Fund and Private Equity Fund Alert

SEC Adopts "Pay to Play" Rule For Investment Advisers, Their Principals and Key Employees
July 2010
Irwin A. Kishner, Patrick D. Sweeney, Richard M. Morris
Investment Adviser Alert

What the Private Fund Investment Act of 2010 Means for You
June 2010
Irwin M. Latner, Patrick D. Sweeney
Hedge Fund Alert

Impact of Recent Amendments to SEC’s Custody Rule
February 2010
Irwin M. Latner, Patrick D. Sweeney
Investment Adviser Alert

The Private Fund Investment Advisers Registration Act of 2009
July 2009
Irwin M. Latner, Patrick D. Sweeney
Investment Advisor Alert

SEC Steps Back Up To The Plate of Hedge Fund Regulation
February 13, 2007
Patrick D. Sweeney
Complinet
Pat Sweeney’s Hedge Fund Regulation Corporate Quick Hit is republished on Complinet’s US Securities & Banking online news service.

Corporate Quick Hit - Special Edition: Hedge Fund Regulation and More: The SEC Tries Again
January 2007
Patrick D. Sweeney, Irwin A. Kishner, Irwin M. Latner

Corporate Alert - Special Edition: Major Pension Reform Becomes Law
September 2006
Fred R. Green, Irwin A. Kishner, Irwin M. Latner, Patrick D. Sweeney

Corporate Alert: Hedge Fund Rule Struck Down by Court of Appeals
July 2006
Irwin M. Latner, Patrick D. Sweeney

Corporate Quick Hit - Special Edition: Modified Amendment of New York’s Publication Requirements for Limited Liability Companies and Limited Partnerships Goes into Effect
June 2006
Irwin A. Kishner, Patrick D. Sweeney, Irwin M. Latner, Benjamin F. Kursman

The SEC's Hedge Fund Manager Registration Rule Becomes Effective
March 2006
Patrick D. Sweeney
Loan Syndication and Trading Association (LSTA) Annual Loan Market Review
Pat Sweeney's article "The SEC's Hedge Fund Manager Registration Rule Becomes Effective" appears in the Loan Syndication and Trading Association (LSTA) Annual Loan Market Review.

Current Regulatory Developments Concerning the Distribution of Mutual Fund Shares
May 2005
Patrick D. Sweeney
The Investment Lawyer
Pat Sweeney's article entitled "Current Regulatory Developments Concerning the Distribution of Mutual Fund Shares" appears in The Investment Lawyer.

Mutual Fund Shares Distributions: the Changing Rules of the Game
February 2005
Patrick D. Sweeney
The Journal of Taxation and Regulation
Pat Sweeney authors this article on mutual fund shares distributions.