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Patrick D. Sweeney: events
Profile Matters News Events Publications
Past Events:

Emerging Issues on SEC New Rule 506(c)
April 3, 2014 -- The Knowledge Group
Corporate partner Patrick D. Sweeney and other legal industry professionals provide an in-depth analysis of the emerging issues that companies face in SEC New Rule 506(c) addressing topics such as finding potential investors, determining the amount of funds to raise, completing the sale of stock and other securities, and the latest regulatory updates.
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Herrick's Seventh Annual Capital Markets Symposium
October 2, 2013
Herrick, Feinstein's Seventh Annual Capital Markets Symposium featured keynote speaker, Jill E. Sommers, former commissioner of the Commodity Futures Trading Commission.
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Herrick’s Sixth Annual Capital Markets Symposium: Current Developments in Federal Regulation of the Capital Markets
October 2, 2012
A distinguished panel of financial experts, including representatives of JPMorgan Chase, Barclays, Grant Thornton, Riverside Risk Advisors LLC and Herrick, Feinstein LLP assessed the current developments in federal regulation of the capital markets, including the implementation of the Volcker Rule, ramifications of the JOBS Act, and ongoing regulatory developments in the derivatives markets.
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Fourth Annual Capital Markets Symposium: A Briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
September 16, 2010 -- Herrick, Feinstein LLP
A briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 featured speakers Scott Shay of Signature Bank, Matthew Musselman of JPMorgan Chase and Jeff Klein of Kensington Capital Advisors.
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The Third Annual Securitization Symposium
September 17, 2009 -- Herrick, Feinstein LLP
Our distinguished panel of financial and legal experts, including representatives of Morgan Stanley & Co., Incorporated, Ambac Assurance Corporation and Herrick, Feinstein LLP, assessed the current securitization markets, their problems, the remedial measures under implementation and proposed regulatory reform.
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TAGLaw International Conference
October 19, 2008 -- Herrick, Feinstein LLP
As the New York TAGLaw member, Herrick hosted the opening cocktail reception on Sunday, October 19th at our 2 Park Avenue office.
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Second Annual Structured Credit Symposium
September 10, 2008 -- hosted by Herrick, Feinstein LLP
Herrick hosted its Second Annual Structured Credit Symposium entitled "Picking Up the Pieces: Loss Remediation in the Wake of the Sub Prime Blowout."
Investment Opportunities Amid Financial Turmoil
May 5-7, 2008 -- TAGLaw Spring Conference
Pat Sweeney spoke on “Investment Opportunities Amid Financial Turmoil” at the TAGLaw Spring Conference.
Investment Management
October 18-20, 2007 -- TAGLaw
Pat Sweeney co-chaired a meeting of the investment management specialty group at the 2007 TAGLaw Fall Conference in Chicago.
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State of the CDO Market: New Players, New Perspectives
September 20, 2007 -- Herrick, Feinstein LLP
Herrick hosted this event on the CDO market.
Best Practices for Best Execution Compliance: Developing and Applying a Best Execution Policy
April 26, 2007 -- Herrick, Feinstein LLP
Patrick Sweeney moderated a webinar entitled "Best Practices for Best Execution Compliance: Developing and Applying a Best Execution Policy."