Ohio State University, B.A., 1979 cum laude, Phi Beta Kappa
New York New Jersey
U.S. District Court, S.D. New York U.S. District Court, E.D. New York U.S. District Court, Dist. of New Jersey U.S. Court of Appeals, 2nd Circuit U.S. Court of Appeals, 3rd Circuit
American Bar Association, Business Law Section, Chairman of the White Collar Crime Committee
Corporate Investigation CLE February 28, 2013 Herrick's white collar and securities regulatory practice groups, in conjunction with the consulting firm of Alvarez & Marsal, hosted a CLE program focusing on critical issues in corporate internal investigations for sophisticated practitioners. We provided 1-2 hours of CLE ethics credit in NY and NJ to the attendees.
The program focused on some of the thorny issues that confront attorneys when trying to effectively conduct an internal investigation. A panel comprised of experienced practitioners discussed practical issues and potential pitfalls that arise in the context of internal investigations. The panel offered insights on lessons learned in prior investigations and also discussed several investigations that suffered from serious missteps.
When Law Enforcement Comes Knocking October 23, 2012 David Rosenfield spoke on a webinar to hundreds of audit and compliance professionals on how to respond when approached by law enforcement officers, and on the consequences of lying to the government.
ABA White Collar Committee Meeting October 11, 2012 The White Collar Crime Committee of the ABA’s Business Law Section hosted Professor John C. Coffee Jr., the Adolf A. Berle Professor of Law and Director of the Center on Corporate Governance at Columbia Law School. Professor Coffee spoke at Herrick, Feinstein LLP on Thursday, October 11, 2012. Professor Coffee is listed by the National Law Journal as one of "The 100 Most Influential Lawyers in the United States” and is a recognized authority on white collar crime and securities industry regulation. The event took place from 6:15PM-8PM.
Defending Public Corporations in High Stakes Criminal Trials March 24, 2012 -- American Bar Association David Rosenfield spoke on a panel at the ABA Business Law Section's 2012 Spring Meeting in Las Vegas concerning a federal criminal trial in which a public energy company was acquitted by a jury on charges of health and safety violations.
Obstruction of Justice August 5, 2011 -- American Bar Association David Rosenfield spoke on a panel at the ABA's Annual Meeting in Toronto on federal charges of obstruction of justice filed against an in-house attorney in connection with a document production.
Voluntary Disclosure May 5, 2011 -- American Bar Association David Rosenfield moderated a panel on voluntary disclosure by corporations at the ABA's "Third Annual National Institute on Internal Corporate Investigations and Forum for In-House Counsel" in New York City. David was also on the Planning Committee for the Institute.
Whistleblowers April 14, 2011 -- American Bar Association David Rosenfield spoke on a panel on the "whistleblower" provisions of the Dodd-Frank Act at the ABA Business Law Section's 2011 Spring Meeting in Boston.
Dealing with Government Interviews February 16, 2011 -- New York State Society of CPAs David Rosenfield spoke at a New York State Society of CPAs meeting on "How to Deal with Government Interviews or Questioning."
How False Statements Can Land You in Jail October 6, 2010 -- Jamison Webinar David Rosenfield and Steve Feldman spoke on a Jamison webinar for investment advisers entitled "How False Statements Can Land You in Jail."
A Case Study: The Good, the Bad and the Ugly May 5, 2010 -- American Bar Association David Rosenfield moderated a panel entitled "A Case Study: The Good, the Bad and the Ugly" at the ABA's "Second Annual National Institute on Internal Corporate Investigations and Forum for In-House Counsel" in Washington, D.C.
Representing the Individual May 8, 2009 -- American Bar Association David Rosenfield spoke on a panel at the first "Annual National Institute on Internal Corporate Investigations and Forum for In-House Counsel" in Washington, D.C. on representing the individual in an internal investigation.
Surprise Government Interviews - A Case Study April 16, 2008 -- Association of Corporate Counsel David Rosenfield presented at the Annual Compliance Seminar of the Greater New York Chapter of the Association of Corporate Counsel (ACC), New York City.