CFTC and SEC Jointly Adopt Identity Theft Red Flags Rules
May 2013
Irwin A. Kishner, Irwin M. Latner, Patrick D. Sweeney
Investment Adviser Alert

New FINRA Filing Requirement for Private Placements
October 2012
Irwin M. Latner, Patrick D. Sweeney, David A. Pentlow
Private Fund Alert

CFTC Finalizes Changes to CPO and CTA Registration and Compliance Rules
February 2012
Therese M. Doherty, Arthur G. Jakoby, Philip W. Raimondi

Deadline to File Part 1A of Form ADV for Exempt Reporting Advisers
January 2012
Irwin M. Latner, Patrick D. Sweeney
Private Fund Alert

Reporting By Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
November 2011
Irwin M. Latner, Patrick D. Sweeney, Irwin A. Kishner
Dodd-Frank Alert

Dodd-Frank Newsletter
March 2011
Irwin M. Latner, Patrick D. Sweeney, Stephen D. Brodie

SEC Proposes Dodd-Frank Whistleblower Rules
December 2010
Irwin M. Latner, Patrick D. Sweeney
Dodd-Frank Alert

Dodd-Frank Wall Street Reform Outline
Irwin M. Latner, Stephen D. Brodie, Patrick D. Sweeney, Julie Albinsky, Jessica D. Wessel
This outline, a briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, was used during the Fourth Annual Capital Markets Symposium on September 16, 2010.

SEC Proposes “Family Office” Definition
November 2010
Irwin M. Latner, Patrick D. Sweeney, Richard M. Morris
Hedge Fund and Private Equity Fund Alert

The New Brochure Rules Adopted by the SEC
August 2010
Irwin M. Latner, Patrick D. Sweeney
Investment Adviser Alert

Recent Changes to "Accredited Investor" Standard
July 2010
Irwin M. Latner, Patrick D. Sweeney
Hedge Fund and Private Equity Fund Alert

Lending Practices May Put Hedge Funds on the Government’s Hit List
Steven D. Feldman, Irwin M. Latner
White Collar Alert

Impact of New Financial Reform Legislation
July 2010
Irwin M. Latner, Patrick D. Sweeney
Hedge Fund and Private Equity Fund Alert

What the Private Fund Investment Act of 2010 Means for You
June 2010
Irwin M. Latner, Patrick D. Sweeney
Hedge Fund Alert

Impact of Recent Amendments to SEC’s Custody Rule
February 2010
Irwin M. Latner, Patrick D. Sweeney
Investment Adviser Alert

The Private Fund Investment Advisers Registration Act of 2009
July 2009
Irwin M. Latner, Patrick D. Sweeney
Investment Advisor Alert

Rumor Has It That the Federal Enforcement Authorities Are Interested in What You Have to Say. When Do Rumors Become Criminal?
October 2008
Irwin M. Latner, Steven D. Feldman, Aismara J. Abreu
Securities Law & White Collar Alert

Corporate Quick Hit - Special Edition: Hedge Fund Regulation and More: The SEC Tries Again
January 2007
Patrick D. Sweeney, Irwin A. Kishner, Irwin M. Latner

Corporate Alert - Special Edition: Major Pension Reform Becomes Law
September 2006
Fred R. Green, Irwin A. Kishner, Irwin M. Latner, Patrick D. Sweeney

Corporate Alert: Hedge Fund Rule Struck Down by Court of Appeals
July 2006
Irwin M. Latner, Patrick D. Sweeney

Corporate Quick Hit - Special Edition: Modified Amendment of New York’s Publication Requirements for Limited Liability Companies and Limited Partnerships Goes into Effect
June 2006
Irwin A. Kishner, Patrick D. Sweeney, Irwin M. Latner, Benjamin F. Kursman