Herrick, Feinstein LLP: Our People: Professionals: Therese M. Doherty: publications

Therese M. Doherty: publications

Therese M. Doherty
Partner; Co-Chair Securities and Commodities Litigation and Regulatory Practice Group
New York
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Phone:	(212) 592-1516
Fax:	(212) 545-3320

Securities and Derivatives Litigation and Regulatory Group
Class Action Defense
White Collar Defense
Litigation

Financial Services
Securities & Commodities
Hedge Funds

Brooklyn Law School, J.D., 1988

University of Massachusetts
cum laude

New York

U.S. District Court, S.D. New York
U.S. District Court, E.D. New York
U.S. District Court, Dist. of Colorado
U.S. Court of Appeals, 2nd Cir.
U.S. Court of Appeals, 5th Cir.

New York City Bar Committee on Futures and Derivatives Regulation

U.S. Supreme Court Limits Timing of Federal Enforcement Actions
March 2013
Therese M. Doherty, Arthur G. Jakoby, Philip W. Raimondi
Securities Alert

Second Circuit Expands SEC's Reach in Charging Aiding and Abetting Securities Fraud
August 2012
Therese M. Doherty, Arthur G. Jakoby, Philip W. Raimondi
Securities Alert

Securities Update - SEC Cooperation Initiative
March 2012
Therese M. Doherty, Arthur G. Jakoby
Securities Alert

CFTC Finalizes Changes to CPO and CTA Registration and Compliance Rules
February 2012
Therese M. Doherty, Arthur G. Jakoby, Philip W. Raimondi

The SEC is Getting Tougher—What this Means to You
February 2009
Steven D. Feldman, Therese M. Doherty, Howard R. Elisofon
Securities Alert