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banking & financial services: events
Summary Professionals Matters News Events Publications
Past Events:

Securities Arbitration 2015: Representing Clients in Securities Arbitrations
November 12, 2015 -- New York State Bar Association
Howard Elisofon was a panelist at the New York State Bar Association's "Securities Arbitration 2015: Representing Clients in Securities Arbitrations," a live conference and webinar focused on the most critical advancements in securities arbitration and mediation over the past year.
Central New Jersey Compliance Group Meeting
October 14, 2014
Herrick Partner Richard M. Morris spoke at the Central New Jersey Compliance Group Meeting regarding effective responses to revised capital requirements, know your customer (KYC) regulations that will protect your bank, and tips on complying with government investigations.
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8th Annual Capital Markets Symposium
September 17, 2014
Herrick Partners and a distinguished panel of financial experts from J.P. Morgan Chase, Carl Marks and Kimberlite Advisors assessed the current developments in U.S. and international bank regulation. This complimentary program focused on the enhanced capital requirements and increased bank regulatory vigilance in the financial and securities markets.
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Herrick's Seventh Annual Capital Markets Symposium
October 2, 2013
Herrick, Feinstein's Seventh Annual Capital Markets Symposium featured keynote speaker, Jill E. Sommers, former commissioner of the Commodity Futures Trading Commission.
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Herrick’s Sixth Annual Capital Markets Symposium: Current Developments in Federal Regulation of the Capital Markets
October 2, 2012
A distinguished panel of financial experts, including representatives of JPMorgan Chase, Barclays, Grant Thornton, Riverside Risk Advisors LLC and Herrick, Feinstein LLP assessed the current developments in federal regulation of the capital markets, including the implementation of the Volcker Rule, ramifications of the JOBS Act, and ongoing regulatory developments in the derivatives markets.
Chelsea Piers Event
May 16, 2012 -- Herrick, Feinstein LLP
Herrick hosted an event at Chelsea Piers for our banking industry clients and friends.
Art Loans: Prominent Issues for Lenders
October 13, 2011 -- Herrick, Feinstein LLP
Herrick's International Art Law and Financial Institutions Practice Groups hosted a seminar addressing a variety of issues of interest to lenders when fine art is utilized as collateral.
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The Fifth Annual Capital Markets Symposium; The Dodd-Frank Act: The One Year Retrospective
September 22, 2011 -- Herrick, Feinstein LLP
A distinguished panel of financial and legal experts, including representatives of JPMorgan Securities, FTI Consulting, The Deal LLC, and Herrick, Feinstein LLP, assessed the current regulatory initiatives underway to implement the mandates of the Dodd-Frank Act.
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Protecting Your Institution Post-Galleon: Current Insider Trading Issues
September 21, 2010 -- Herrick, Feinstein LLP
Our distinguished panel of experts and Herrick attorneys discussed the current challenges facing the financial industry, recent developments in the insider trading laws, and the steps attendees need to take to protect themselves and their institutions.
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Fourth Annual Capital Markets Symposium: A Briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
September 16, 2010 -- Herrick, Feinstein LLP
A briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 featured speakers Scott Shay of Signature Bank, Matthew Musselman of JPMorgan Chase and Jeff Klein of Kensington Capital Advisors.
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What You Need to Know (But Nobody Will Tell You!) About Buying Distressed Commercial Real Estate
June 15, 2010 -- Herrick, Feinstein LLP, Red River Asset Management, LLC and Real Diligence, LLC
A team of industry experts examined the possible pitfalls and unspoken dangers that savvy investors should know before buying real estate in today’s volatile market.
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Art as Collateral: Overcoming Special Challenges for Lenders
May 25, 2010 -- Herrick, Feinstein LLP
Lending against art collateral, whether a personal collection or a dealer's inventory, presents special credit risks. Our panel discussed the due diligence and documentation issues one needs to master to succeed in the art lending world.
A Case Study: The Good, the Bad and the Ugly
May 5, 2010 -- American Bar Association
David Rosenfield moderated a panel entitled "A Case Study: The Good, the Bad and the Ugly" at the ABA's "Second Annual National Institute on Internal Corporate Investigations and Forum for In-House Counsel" in Washington, D.C.
Best Practices in Assessing Your Company’s Enterprise Risk Management Initiative: The Role of Internal Audit and Fiduciary Responsibilities of Audit Committees and Audit Directors
March 4, 2010 -- Herrick, Feinstein LLP and Institute of Internal Auditors
Herrick, in conjunction with the Business and Industry Committee of the New York Chapter of the Institute of Internal Auditors, hosted two interactive panel discussions and a networking reception.
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Shifting Tactics and Strategies for Lenders in Workouts
March 3, 2010 -- Herrick, Feinstein LLP
Recent events have changed the commercial loan workout environment, so we prepared this new program for those active in the distressed credit arena. Our distinguished panel of financial experts and Herrick attorneys shared their "hands on" experience on how these events have affected the tactics and strategies lenders should be thinking about moving forward. The program included an interactive Q&A session. Traditional and non-traditional lenders, loan servicers, acquirers of distressed debt, financial advisors and turnaround consultants were encouraged to join us.
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Commercial Loan Workouts: An Update from the Front Lines
October 29, 2009 -- Herrick, Feinstein LLP
Due to the overwhelming response for our September commercial loan workouts seminar, Herrick hosted this seminar again. Our panel of experts addressed the troubled loan, and the cutting-edge workout and restructuring issues that have arisen in 2009. The program included an interactive Q&A session to address any concerns attendees may have. Traditional and non-traditional lenders, loan servicers, acquirers of distressed debt, financial advisors and turnaround consultants were encouraged to join us to gain strategic insights regarding recent trends.
Criminal and Civil Issues Regarding the Bank Secrecy Act
September 22, 2009 -- New York State Society of CPAs
David Rosenfield spoke at a New York State Society of CPAs meeting on criminal issues related to the Bank Secrecy Act, and also discussed surprise government interviews.
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Your First Lien Is Breaking!
September 22, 2009 -- Herrick, Feinstein LLP
Your borrower is in default, but at least you hold a perfected first priority lien in its assets. What could go wrong with that? Plenty. Four recent high–profile bankruptcy cases are gutting the integrity of secured lenders’ first lien positions. Herrick is directly involved in three of these cases. Our panel of experts presented an interactive Q&A on how debtors are chipping away at the sanctity of the first lien, and what you can do to protect yourself.
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The Third Annual Securitization Symposium
September 17, 2009 -- Herrick, Feinstein LLP
Our distinguished panel of financial and legal experts, including representatives of Morgan Stanley & Co., Incorporated, Ambac Assurance Corporation and Herrick, Feinstein LLP, assessed the current securitization markets, their problems, the remedial measures under implementation and proposed regulatory reform.
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Commercial Loan Workouts: An Update from the Front Lines
September 15, 2009 -- Herrick, Feinstein LLP
Our panel of experts addressed the troubled loan, and the cutting-edge workout and restructuring issues that have arisen in 2009. The program included an interactive Q&A session to address any concerns attendees may of had. Traditional and non-traditional lenders, loan servicers, acquirers of distressed debt, financial advisors and turnaround consultants were encouraged to join us to gain strategic insights regarding recent trends.
Download this File.
Your First Lien Is Breaking!
June 24, 2009 -- Herrick, Feinstein LLP
Your borrower is in default, but at least you hold a perfected first priority lien in its assets. What could go wrong with that? Plenty. Four recent high-profile bankruptcy cases are gutting the integrity of secured lenders' first lien positions and Herrick is directly involved in three of these cases. Our panel of experts presented an interactive Q&A on how debtors are chipping away at the sanctity of the first lien, and what you can do to protect yourself.
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Hotel Restructuring, Foreclosure and Bankruptcy
May 12, 2009 -- Herrick, Feinstein LLP and Ernst & Young LLP
Our panel discussed how dealing with hospitality property foreclosures and workouts differs from conventional real estate investments. Hotel owners and lenders will learn how to maximize their opportunities in today's market.
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Liability of Fiduciaries for Investments in Fraudulent Enterprises
March 3, 2009 -- Herrick, Feinstein LLP, Eisner LLP and Sciens Capital Management LLC
Attendees learned the steps they need to take to protect themselves as individuals in the event they are victims of Ponzi schemes, accounting misstatements or other frauds.
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Return of the Credit Crunch
February 12, 2009 -- Herrick, Feinstein LLP
Due to the overwhelming response for our January credit crunch seminar, Herrick hosted this seminar again. This seminar focused on how to deal with the problem loan, workout, restructuring and bankruptcy issues you hoped you’d never see again.
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The Perils of Investment Management in Perilous Times
February 10, 2009 -- Herrick, Feinstein LLP
A distinguished panel of litigators and regulatory lawyers explored the ramifications of the current crisis in the financial markets for hedge fund managers and other investment fiduciaries.
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Return of the Credit Crunch
January 14, 2009 -- Herrick, Feinstein LLP
This seminar focused on how to deal with the problem loan, workout, restructuring and bankruptcy issues you are facing in this troubled economy.
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A Practical Guide to Asset-based Lending and UCC Article 9 in Today's Economy
December 11, 2008 -- The New York State Bar Association
Stephen Selbst and Bruce Levine served on the panel of a New York State Bar Association CLE course entitled "A Practical Guide to Asset-based Lending and UCC Article 9 in Today's Economy."
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Bailouts, Banking and Busts = Fraud, Forensics and Opportunity?
November 18, 2008 -- Financial Executives International
Rick Morris participated in a Financial Executives International panel on the U.S. government’s bailout entitled “Bailouts, Banking and Busts = Fraud, Forensics and Opportunity?”
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The Israeli Economy and Business Opportunities
October 30, 2008 -- Herrick, Feinstein LLP and Shai Preminger, CEO of Gaon Holdings
Moshe Gaon, Chairman of Gaon Holdings, gave an overview of the current Israeli economy and opportunities for the future.
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Second Annual Structured Credit Symposium
September 10, 2008 -- hosted by Herrick, Feinstein LLP
Herrick hosted its Second Annual Structured Credit Symposium entitled "Picking Up the Pieces: Loss Remediation in the Wake of the Sub Prime Blowout."
Investment Management
October 18, 2007 -- TAGLaw
Pat Sweeney co-chaired a meeting of the investment management specialty group at the 2007 TAGLaw Fall Conference in Chicago.