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financial services: events
Summary Professionals Matters News Events Publications
Past Events:

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Herrick's Seventh Annual Capital Markets Symposium
October 2, 2013
Herrick, Feinstein's Seventh Annual Capital Markets Symposium featured keynote speaker, Jill E. Sommers, former commissioner of the Commodity Futures Trading Commission.
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Herrick’s Sixth Annual Capital Markets Symposium: Current Developments in Federal Regulation of the Capital Markets
October 2, 2012
A distinguished panel of financial experts, including representatives of JPMorgan Chase, Barclays, Grant Thornton, Riverside Risk Advisors LLC and Herrick, Feinstein LLP assessed the current developments in federal regulation of the capital markets, including the implementation of the Volcker Rule, ramifications of the JOBS Act, and ongoing regulatory developments in the derivatives markets.
Art Loans: Prominent Issues for Lenders
October 13, 2011 -- Herrick, Feinstein LLP
Herrick's International Art Law and Financial Institutions Practice Groups hosted a seminar addressing a variety of issues of interest to lenders when fine art is utilized as collateral.
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The Fifth Annual Capital Markets Symposium; The Dodd-Frank Act: The One Year Retrospective
September 22, 2011 -- Herrick, Feinstein LLP
A distinguished panel of financial and legal experts, including representatives of JPMorgan Securities, FTI Consulting, The Deal LLC, and Herrick, Feinstein LLP, assessed the current regulatory initiatives underway to implement the mandates of the Dodd-Frank Act.
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Protecting Your Institution Post-Galleon: Current Insider Trading Issues
September 21, 2010 -- Herrick, Feinstein LLP
Our distinguished panel of experts and Herrick attorneys discussed the current challenges facing the financial industry, recent developments in the insider trading laws, and the steps attendees need to take to protect themselves and their institutions.
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Fourth Annual Capital Markets Symposium: A Briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
September 16, 2010 -- Herrick, Feinstein LLP
A briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 featured speakers Scott Shay of Signature Bank, Matthew Musselman of JPMorgan Chase and Jeff Klein of Kensington Capital Advisors.
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What You Need to Know (But Nobody Will Tell You!) About Buying Distressed Commercial Real Estate
June 15, 2010 -- Herrick, Feinstein LLP, Red River Asset Management, LLC and Real Diligence, LLC
A team of industry experts examined the possible pitfalls and unspoken dangers that savvy investors should know before buying real estate in today’s volatile market.
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Art as Collateral: Overcoming Special Challenges for Lenders
May 25, 2010 -- Herrick, Feinstein LLP
Lending against art collateral, whether a personal collection or a dealer's inventory, presents special credit risks. Our panel discussed the due diligence and documentation issues one needs to master to succeed in the art lending world.
A Case Study: The Good, the Bad and the Ugly
May 5, 2010 -- American Bar Association
David Rosenfield moderated a panel entitled "A Case Study: The Good, the Bad and the Ugly" at the ABA's "Second Annual National Institute on Internal Corporate Investigations and Forum for In-House Counsel" in Washington, D.C.
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Your First Lien Is Breaking!
September 22, 2009 -- Herrick, Feinstein LLP
Your borrower is in default, but at least you hold a perfected first priority lien in its assets. What could go wrong with that? Plenty. Four recent high–profile bankruptcy cases are gutting the integrity of secured lenders’ first lien positions. Herrick is directly involved in three of these cases. Our panel of experts presented an interactive Q&A on how debtors are chipping away at the sanctity of the first lien, and what you can do to protect yourself.
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The Third Annual Securitization Symposium
September 17, 2009 -- Herrick, Feinstein LLP
Our distinguished panel of financial and legal experts, including representatives of Morgan Stanley & Co., Incorporated, Ambac Assurance Corporation and Herrick, Feinstein LLP, assessed the current securitization markets, their problems, the remedial measures under implementation and proposed regulatory reform.
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Your First Lien Is Breaking!
June 24, 2009 -- Herrick, Feinstein LLP
Your borrower is in default, but at least you hold a perfected first priority lien in its assets. What could go wrong with that? Plenty. Four recent high-profile bankruptcy cases are gutting the integrity of secured lenders' first lien positions and Herrick is directly involved in three of these cases. Our panel of experts presented an interactive Q&A on how debtors are chipping away at the sanctity of the first lien, and what you can do to protect yourself.
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Economic Upheaval & Financial Frauds – How the Regulators and Prosecutors are Responding to Turbulent Times
June 16, 2009 -- Tufts Financial Network
Steven Feldman spoke on a Tufts Financial Network panel entitled “Economic Upheaval & Financial Frauds—How the Regulators and Prosecutors are Responding to Turbulent Times.”
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Current Environment and Operating Issues for Asset Backed Lending Funds
May 14, 2009 -- Herrick, Feinstein LLP and McGladrey Pullen LLP
Our panel of experts discussed current issues in the asset backed lending arena and gave strategic insights into industry trends and anticipated new investment opportunities for asset backed lending funds.
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Hotel Restructuring, Foreclosure and Bankruptcy
May 12, 2009 -- Herrick, Feinstein LLP and Ernst & Young LLP
Our panel discussed how dealing with hospitality property foreclosures and workouts differs from conventional real estate investments. Hotel owners and lenders will learn how to maximize their opportunities in today's market.
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Liability of Fiduciaries for Investments in Fraudulent Enterprises
March 3, 2009 -- Herrick, Feinstein LLP, Eisner LLP and Sciens Capital Management LLC
Attendees learned the steps they need to take to protect themselves as individuals in the event they are victims of Ponzi schemes, accounting misstatements or other frauds.
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The Perils of Investment Management in Perilous Times
February 10, 2009 -- Herrick, Feinstein LLP
A distinguished panel of litigators and regulatory lawyers explored the ramifications of the current crisis in the financial markets for hedge fund managers and other investment fiduciaries.
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A Practical Guide to Asset-based Lending and UCC Article 9 in Today's Economy
December 11, 2008 -- The New York State Bar Association
Stephen Selbst and Bruce Levine served on the panel of a New York State Bar Association CLE course entitled "A Practical Guide to Asset-based Lending and UCC Article 9 in Today's Economy."
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Bailouts, Banking and Busts = Fraud, Forensics and Opportunity?
November 18, 2008 -- Financial Executives International
Rick Morris participated in a Financial Executives International panel on the U.S. government’s bailout entitled “Bailouts, Banking and Busts = Fraud, Forensics and Opportunity?”
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The Israeli Economy and Business Opportunities
October 30, 2008 -- Herrick, Feinstein LLP and Shai Preminger, CEO of Gaon Holdings
Moshe Gaon, Chairman of Gaon Holdings, gave an overview of the current Israeli economy and opportunities for the future.
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Second Annual Structured Credit Symposium
September 10, 2008 -- hosted by Herrick, Feinstein LLP
Herrick hosted its Second Annual Structured Credit Symposium entitled "Picking Up the Pieces: Loss Remediation in the Wake of the Sub Prime Blowout."
Investment Management
October 18-20, 2007 -- TAGLaw
Pat Sweeney co-chaired a meeting of the investment management specialty group at the 2007 TAGLaw Fall Conference in Chicago.