Hedge Fund Cares: The Current State of Outsourcing
April 9, 2013
Avalon Lake Partners, Herrick & KPMG held a special session of Hedge Funds Care: Cocktails & Commentary. The event included a brief panel that provided an overview of outsourcing services available in the marketplace and the overall effect in the industry. Topics addressed: -Trend-spotting: Traditional v non-traditional services to be outsourced -The buck stops here: Investor acceptance of the outsourced model -Finding the appropriate partner: Key considerations when selecting a provider
April 9, 2013
Avalon Lake Partners, Herrick & KPMG held a special session of Hedge Funds Care: Cocktails & Commentary. The event included a brief panel that provided an overview of outsourcing services available in the marketplace and the overall effect in the industry. Topics addressed: -Trend-spotting: Traditional v non-traditional services to be outsourced -The buck stops here: Investor acceptance of the outsourced model -Finding the appropriate partner: Key considerations when selecting a provider
Minority Business Development Agency’s Family Office Investor Forum
March 7, 2013
Herrick sponsored the Minority Business Development Agency’s Family Office Investor Forum in New York City. The event brought together a wide array of minority-owned businesses from across the country and representatives of family offices seeking investment opportunities. David A. Hinson, the National Director of the MBDA, a bureau within the U.S. Department of Commerce spoke at the event and thanked Herrick for its sponsorship.
March 7, 2013
Herrick sponsored the Minority Business Development Agency’s Family Office Investor Forum in New York City. The event brought together a wide array of minority-owned businesses from across the country and representatives of family offices seeking investment opportunities. David A. Hinson, the National Director of the MBDA, a bureau within the U.S. Department of Commerce spoke at the event and thanked Herrick for its sponsorship.
Ivy-Plus Fund Business Development Event
December 5, 2012
Herrick hosted a fund business development review session. This event was oriented towards persons with Hedge funds or in Private Equity that are looking to raise capital and improve their business development process. We spent four hours reviewing documentation, approach, regulation, etc. This event was for people who presently run or are considering launching a Hedge Fund, Private Equity Fund or Real Estate Fund.
December 5, 2012
Herrick hosted a fund business development review session. This event was oriented towards persons with Hedge funds or in Private Equity that are looking to raise capital and improve their business development process. We spent four hours reviewing documentation, approach, regulation, etc. This event was for people who presently run or are considering launching a Hedge Fund, Private Equity Fund or Real Estate Fund.
Herrick’s Sixth Annual Capital Markets Symposium: Current Developments in Federal Regulation of the Capital Markets
October 2, 2012
A distinguished panel of financial experts, including representatives of JPMorgan Chase, Barclays, Grant Thornton, Riverside Risk Advisors LLC and Herrick, Feinstein LLP assessed the current developments in federal regulation of the capital markets, including the implementation of the Volcker Rule, ramifications of the JOBS Act, and ongoing regulatory developments in the derivatives markets.
October 2, 2012
A distinguished panel of financial experts, including representatives of JPMorgan Chase, Barclays, Grant Thornton, Riverside Risk Advisors LLC and Herrick, Feinstein LLP assessed the current developments in federal regulation of the capital markets, including the implementation of the Volcker Rule, ramifications of the JOBS Act, and ongoing regulatory developments in the derivatives markets.
Enhancing Capital Raising Ability: Implementing Best Practices in Operational Risk Management
July 31, 2012 -- Herrick, Feinstein LLP
Herrick, Feinstein LLP and O’Connor Davies, LLP hosted a seminar on Enhancing Capital Raising Ability: Implementing Best Practices in Operational Risk Management. The panel explored enhancing your capital raising ability by managing and translating risk disclosures in your PPM into day-to-day operations.
July 31, 2012 -- Herrick, Feinstein LLP
Herrick, Feinstein LLP and O’Connor Davies, LLP hosted a seminar on Enhancing Capital Raising Ability: Implementing Best Practices in Operational Risk Management. The panel explored enhancing your capital raising ability by managing and translating risk disclosures in your PPM into day-to-day operations.
State of the U.S. Residential Mortgage Market
July 12, 2012 -- Herrick, Feinstein LLP
Herrick, Feinstein LLP, and Cerberus Capital Management, LP hosted a private event addressing the state of the residential mortgage market and current opportunities. Attendees gained insights into prevailing economic and market issues affecting the mortgage investment landscape.
July 12, 2012 -- Herrick, Feinstein LLP
Herrick, Feinstein LLP, and Cerberus Capital Management, LP hosted a private event addressing the state of the residential mortgage market and current opportunities. Attendees gained insights into prevailing economic and market issues affecting the mortgage investment landscape.
Hedge Fund Association Emerging Manager Perspectives Symposium
April 26, 2012 -- Herrick, Feinstein LLP
There was an informative panel of experienced investors, incubators, and marketers who will discuss what is required for success. These experts offered their perspectives on building an operational and risk management infrastructure, effective marketing and investor relations strategies, dealing with seed and early stage investors, due diligence expectations, and more.
April 26, 2012 -- Herrick, Feinstein LLP
There was an informative panel of experienced investors, incubators, and marketers who will discuss what is required for success. These experts offered their perspectives on building an operational and risk management infrastructure, effective marketing and investor relations strategies, dealing with seed and early stage investors, due diligence expectations, and more.
Herrick, Feinstein LLP and Cortland Fund Services in association with Hedge Connection Inc. Networking Event
March 27, 2012 -- Herrick, Feinstein LLP
Funds presented, pitched, and built relationships with a group of investors including Family Offices, Fund of Funds Advisors, Consultants, High Net Worth Investors, and Wealth Managers.
March 27, 2012 -- Herrick, Feinstein LLP
Funds presented, pitched, and built relationships with a group of investors including Family Offices, Fund of Funds Advisors, Consultants, High Net Worth Investors, and Wealth Managers.
BTIG Event
January 31, 2012 -- Herrick, Feinstein LLP
Launching a fund has many challenges. In order to gain some credibility and critical mass, what choices are available to managers looking for Strategic Capital? Would it be more advantageous, easier and ultimately more lucrative to join a platform? Is Seed Capital appropriate? Does it empower a manager or just create a future burden which can affect long term performance. What are the Managed Account Options?
January 31, 2012 -- Herrick, Feinstein LLP
Launching a fund has many challenges. In order to gain some credibility and critical mass, what choices are available to managers looking for Strategic Capital? Would it be more advantageous, easier and ultimately more lucrative to join a platform? Is Seed Capital appropriate? Does it empower a manager or just create a future burden which can affect long term performance. What are the Managed Account Options?
What to do if Your Fund Has Been Suspected of Insider Trading and Other Fraudulent Acts
January 10-11, 2012 -- Optimizing Hedge Fund Business Operations
Steve Feldman spoke at the Optimizing Hedge Fund Business Operations Annual Conference on “What to do if Your Fund Has Been Suspected of Insider Trading and Other Fraudulent Acts” at the Princeton Club in New York.
January 10-11, 2012 -- Optimizing Hedge Fund Business Operations
Steve Feldman spoke at the Optimizing Hedge Fund Business Operations Annual Conference on “What to do if Your Fund Has Been Suspected of Insider Trading and Other Fraudulent Acts” at the Princeton Club in New York.
Turkish Women's International Network Event
January 10, 2012 -- Herrick, Feinstein LLP
Asli Karahan-Ay shared with us how economic policies impact not only our everyday lives but the lives of our grandchildren, how western political systems interact with the economic and financial decisions of governments, individuals and institutions, what is at stake, what the choices are, and most importantly, why we should all deeply care.
January 10, 2012 -- Herrick, Feinstein LLP
Asli Karahan-Ay shared with us how economic policies impact not only our everyday lives but the lives of our grandchildren, how western political systems interact with the economic and financial decisions of governments, individuals and institutions, what is at stake, what the choices are, and most importantly, why we should all deeply care.
Hedge Connection's Meet the Manager
December 13, 2011 -- Herrick, Feinstein LLP
Herrick, Feinstein LLP in association with Stonegate Capital Partners and Garwood Global Prime Services hosted Hedge Connection’s Meet the Manager, an afternoon of investor networking. A select group of managers presented, pitched, and built relationships with a group of qualified investors, including Family Offices, Fund of Funds, Advisors, Consultants and Wealth Managers.
December 13, 2011 -- Herrick, Feinstein LLP
Herrick, Feinstein LLP in association with Stonegate Capital Partners and Garwood Global Prime Services hosted Hedge Connection’s Meet the Manager, an afternoon of investor networking. A select group of managers presented, pitched, and built relationships with a group of qualified investors, including Family Offices, Fund of Funds, Advisors, Consultants and Wealth Managers.
The Fifth Annual Capital Markets Symposium;
The Dodd-Frank Act: The One Year Retrospective
September 22, 2011 -- Herrick, Feinstein LLP
A distinguished panel of financial and legal experts, including representatives of JPMorgan Securities, FTI Consulting, The Deal LLC, and Herrick, Feinstein LLP, assessed the current regulatory initiatives underway to implement the mandates of the Dodd-Frank Act.
September 22, 2011 -- Herrick, Feinstein LLP
A distinguished panel of financial and legal experts, including representatives of JPMorgan Securities, FTI Consulting, The Deal LLC, and Herrick, Feinstein LLP, assessed the current regulatory initiatives underway to implement the mandates of the Dodd-Frank Act.
Trends in Family Offices
May 24, 2011 -- IVY Plus
Herrick hosted an IVY Plus seminar on trends in family offices.
May 24, 2011 -- IVY Plus
Herrick hosted an IVY Plus seminar on trends in family offices.
Finding Effective Ways to Market Your Fund
April 6, 2011 -- Herrick, Feinstein LLP and BTIG
Our panel of professionals in the hedge fund world discussed how to effectively raise the profile of funds and how to understand and comply with the legal restrictions on fund marketing.
April 6, 2011 -- Herrick, Feinstein LLP and BTIG
Our panel of professionals in the hedge fund world discussed how to effectively raise the profile of funds and how to understand and comply with the legal restrictions on fund marketing.
How to Launch a Hedge Fund Conference
March 10, 2011 -- Herrick, Feinstein LLP, Concept Capital Holdings, LLC, EisnerAmper LLP and Admiral Administration
This conference proved to be a valuable resource for industry professionals to discuss "How to Launch a Hedge Fund" in the current environment. We discussed an array of important topics including fund formation, regulatory, audit and tax, fund administration, prime brokerage and capital raising.
March 10, 2011 -- Herrick, Feinstein LLP, Concept Capital Holdings, LLC, EisnerAmper LLP and Admiral Administration
This conference proved to be a valuable resource for industry professionals to discuss "How to Launch a Hedge Fund" in the current environment. We discussed an array of important topics including fund formation, regulatory, audit and tax, fund administration, prime brokerage and capital raising.
Capital Raising Environment for Emerging Managers
January 11, 2011 -- Herrick, Feinstein LLP and BTIG
We hosted a panel discussion that highlighted current trends and perspectives on capital raising for startup and emerging hedge fund managers, including current views of investors on best practices for structuring, compliance and marketing techniques to help maximize capital raising during this critical period of their lifecycle.
January 11, 2011 -- Herrick, Feinstein LLP and BTIG
We hosted a panel discussion that highlighted current trends and perspectives on capital raising for startup and emerging hedge fund managers, including current views of investors on best practices for structuring, compliance and marketing techniques to help maximize capital raising during this critical period of their lifecycle.
Compliance 11 User Conference
December 2, 2010 -- Compliance 11
Steve Feldman spoke on protecting financial services companies from an employee’s violation of the securities laws to securities professionals at a Compliance 11 user conference. Compliance 11 sells compliance programs to broker-dealers, investment advisors and hedge funds.
December 2, 2010 -- Compliance 11
Steve Feldman spoke on protecting financial services companies from an employee’s violation of the securities laws to securities professionals at a Compliance 11 user conference. Compliance 11 sells compliance programs to broker-dealers, investment advisors and hedge funds.
The Hedge Fund Compliance Summit
November 16, 2010 -- Financial Research Association
Arthur Jakoby spoke at the FRA seminar “The Hedge Fund Compliance Summit.”
November 16, 2010 -- Financial Research Association
Arthur Jakoby spoke at the FRA seminar “The Hedge Fund Compliance Summit.”
Protecting Your Institution Post-Galleon: Current Insider Trading Issues
September 21, 2010 -- Herrick, Feinstein LLP
Our distinguished panel of experts and Herrick attorneys discussed the current challenges facing the financial industry, recent developments in the insider trading laws, and the steps attendees need to take to protect themselves and their institutions.
September 21, 2010 -- Herrick, Feinstein LLP
Our distinguished panel of experts and Herrick attorneys discussed the current challenges facing the financial industry, recent developments in the insider trading laws, and the steps attendees need to take to protect themselves and their institutions.
Fourth Annual Capital Markets Symposium: A Briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
September 16, 2010 -- Herrick, Feinstein LLP
A briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 featured speakers Scott Shay of Signature Bank, Matthew Musselman of JPMorgan Chase and Jeff Klein of Kensington Capital Advisors.
September 16, 2010 -- Herrick, Feinstein LLP
A briefing on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 featured speakers Scott Shay of Signature Bank, Matthew Musselman of JPMorgan Chase and Jeff Klein of Kensington Capital Advisors.
Financial Regulatory Overhaul Fund Compliance Workshop
July 27, 2010 -- IVY Plus
Herrick hosted an IVY Plus review session which focused on fund compliance with the passage of the Financial Regulatory Overhaul bill.
July 27, 2010 -- IVY Plus
Herrick hosted an IVY Plus review session which focused on fund compliance with the passage of the Financial Regulatory Overhaul bill.
Trends in Family Offices
July 13, 2010 -- IVY Plus
Herrick hosted an IVY Plus seminar on trends in family offices.
July 13, 2010 -- IVY Plus
Herrick hosted an IVY Plus seminar on trends in family offices.
Hedge Fund Formation 101
May 26, 2010 -- Infovest
Irwin Latner spoke at an infovest seminar entitled "Hedge Fund Formation 101" at the Cornell Club.
May 26, 2010 -- Infovest
Irwin Latner spoke at an infovest seminar entitled "Hedge Fund Formation 101" at the Cornell Club.
Tips for Successfully Launching a Hedge Fund
May 25, 2010 -- Herrick, Feinstein LLP, Eze Castle Integration, Gemini Fund Services, LLC and Merlin Securities
There are several key criteria firms should consider when launching a fund - everything from real estate and operational infrastructure to regulations, administration, and technology. This event was designed to ensure that your hedge fund starts out on the right foot.
May 25, 2010 -- Herrick, Feinstein LLP, Eze Castle Integration, Gemini Fund Services, LLC and Merlin Securities
There are several key criteria firms should consider when launching a fund - everything from real estate and operational infrastructure to regulations, administration, and technology. This event was designed to ensure that your hedge fund starts out on the right foot.
Fund Manager Capital Raise and Compliance
March 23, 2010 -- Herrick, Feinstein LLP and IVY Plus
Herrick, in conjunction with IVY Plus, hosted a marketing training and "cram" session for startup and emerging funds.
March 23, 2010 -- Herrick, Feinstein LLP and IVY Plus
Herrick, in conjunction with IVY Plus, hosted a marketing training and "cram" session for startup and emerging funds.
Emerging Manager Symposium & Cocktail Reception
January 21, 2010 -- Herrick, Feinstein LLP and Concept Capital
Discussed current topics with industry professionals and networked with peers.
January 21, 2010 -- Herrick, Feinstein LLP and Concept Capital
Discussed current topics with industry professionals and networked with peers.
Launching A Hedge Fund: A Cocktail Event for Emerging Fund Managers
May 21, 2009 -- Sloan Securities Corp.
Herrick co-sponsored "Launching A Hedge Fund: A Cocktail Event for Emerging Fund Managers" hosted by Sloan Securities Corp.
May 21, 2009 -- Sloan Securities Corp.
Herrick co-sponsored "Launching A Hedge Fund: A Cocktail Event for Emerging Fund Managers" hosted by Sloan Securities Corp.
Current Environment and Operating Issues for Asset Backed Lending Funds
May 14, 2009 -- Herrick, Feinstein LLP and McGladrey Pullen LLP
Our panel of experts discussed current issues in the asset backed lending arena and gave strategic insights into industry trends and anticipated new investment opportunities for asset backed lending funds.
May 14, 2009 -- Herrick, Feinstein LLP and McGladrey Pullen LLP
Our panel of experts discussed current issues in the asset backed lending arena and gave strategic insights into industry trends and anticipated new investment opportunities for asset backed lending funds.
Liability of Fiduciaries for Investments in Fraudulent Enterprises
March 3, 2009 -- Herrick, Feinstein LLP, Eisner LLP and Sciens Capital Management LLC
Attendees learned the steps they need to take to protect themselves as individuals in the event they are victims of Ponzi schemes, accounting misstatements or other frauds.
March 3, 2009 -- Herrick, Feinstein LLP, Eisner LLP and Sciens Capital Management LLC
Attendees learned the steps they need to take to protect themselves as individuals in the event they are victims of Ponzi schemes, accounting misstatements or other frauds.
The Israeli Economy and Business Opportunities
October 30, 2008 -- Herrick, Feinstein LLP and Shai Preminger, CEO of Gaon Holdings
Moshe Gaon, Chairman of Gaon Holdings, gave an overview of the current Israeli economy and opportunities for the future.
October 30, 2008 -- Herrick, Feinstein LLP and Shai Preminger, CEO of Gaon Holdings
Moshe Gaon, Chairman of Gaon Holdings, gave an overview of the current Israeli economy and opportunities for the future.
Assessing Operational Risk in Hedge Funds
March 18, 2008 -- Moody's Investors Service and Herbert L. Jamison & Co.
Irwin Latner spoke at this breakfast seminar at the Harvard Club.
March 18, 2008 -- Moody's Investors Service and Herbert L. Jamison & Co.
Irwin Latner spoke at this breakfast seminar at the Harvard Club.
Launching a Hedge Fund
February 7, 2008 -- Herrick, Feinstein LLP and HedgeCap
Herrick co-sponsored, with HedgeCap, a conference entitled "Launching a Hedge Fund," held at the Princeton Club.
February 7, 2008 -- Herrick, Feinstein LLP and HedgeCap
Herrick co-sponsored, with HedgeCap, a conference entitled "Launching a Hedge Fund," held at the Princeton Club.
Hedge Fund Regulation and Compliance Conference
June 21, 2007 -- Financial Research Associates
Irwin Latner spoke on this panel which addressed hedge fund registration versus de-registration: implications, complications and requirements.
June 21, 2007 -- Financial Research Associates
Irwin Latner spoke on this panel which addressed hedge fund registration versus de-registration: implications, complications and requirements.
Indemnification Breakfast Seminar
May 10, 2007 -- Herrick, Feinstein LLP, Jamison Group, and Sloan Securities
Herrick co-hosted a breakfast seminar with Jamison Group and Sloan Securities on hedge fund indemnification agreements. Panelists included Dan Etna, Irwin Latner and representatives from Jamison Group and AIG.
May 10, 2007 -- Herrick, Feinstein LLP, Jamison Group, and Sloan Securities
Herrick co-hosted a breakfast seminar with Jamison Group and Sloan Securities on hedge fund indemnification agreements. Panelists included Dan Etna, Irwin Latner and representatives from Jamison Group and AIG.
Strategic Considerations for Building a Hedge Fund Infrastructure
January 31, 2007 -- Herrick, Feinstein LLP and Infovest 21
Irwin Latner spoke at this seminar co-sponsored by Herrick and held at the Princeton Club.
January 31, 2007 -- Herrick, Feinstein LLP and Infovest 21
Irwin Latner spoke at this seminar co-sponsored by Herrick and held at the Princeton Club.
Hedge Fund Regulation and Compliance Forum
November 29-30, 2006
Irwin Latner and a representative from the SEC spoke at a morning panel on Hot Topics in Hedge Fund Regulation and Compliance.
November 29-30, 2006
Irwin Latner and a representative from the SEC spoke at a morning panel on Hot Topics in Hedge Fund Regulation and Compliance.
Getting An Edge: Employee Benefits from Healthcare to Retirement Planning
November 14, 2006 -- Herrick, Feinstein LLP, Infovest and The Jamison Group
Irwin Latner and Fred Green spoke on employee benefits for hedge funds at this event co-sponsored by Herrick, Feinstein.
November 14, 2006 -- Herrick, Feinstein LLP, Infovest and The Jamison Group
Irwin Latner and Fred Green spoke on employee benefits for hedge funds at this event co-sponsored by Herrick, Feinstein.
Hedge Fund Operational Due Diligence Seminar
October 25, 2006
Irwin Latner was a panelist at this seminar.
October 25, 2006
Irwin Latner was a panelist at this seminar.
Life Insurance Premium Financing: A Discussion of Current Issues and Developments
July 27, 2006 -- Herrick, Feinstein LLP
Herrick hosted a seminar on current issues and developments in the life insurance premium financing area in Greenwich, CT.
July 27, 2006 -- Herrick, Feinstein LLP
Herrick hosted a seminar on current issues and developments in the life insurance premium financing area in Greenwich, CT.
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