Herrick, Feinstein LLP: Services: Practice Areas: Venture Capital/Emerging Growth: Publications

venture capital/emerging growth: publications

Irwin A. Kishner
Venture Capital/Emerging Growth
(212) 592-1435

Edward B. Stevenson
Venture Capital/Emerging Growth
(973) 274-2025

Developments from the SEC’s Advisory Committee on Small and Emerging Companies
May 2013
Louis Goldberg
Public Company Alert

Corporate Quick Hit: “Say on Pay” Policy; Sarbanes-Oxley “Claw back” Enforcement Action; Enforcing Regulation FD; Duty of Loyalty Standard; New Exchange Rules for Breaking Erroneous Stock Trades; Life Settlement Securitization; Final Stage of Sarbanes-Oxley Act; Pending Bill: Fund Managers to Register as Investment Advisors
October 2009
Irwin A. Kishner, Daniel A. Etna

The Private Fund Investment Advisers Registration Act of 2009
July 2009
Irwin M. Latner, Patrick D. Sweeney
Investment Advisor Alert