Ongoing
PASL Holding LLC
Represent a bank holding company of a OCC regulated community bank in all aspects of its regulatory compliance and periodic reporting obligations.
PASL Holding LLC
Represent a bank holding company of a OCC regulated community bank in all aspects of its regulatory compliance and periodic reporting obligations.
Ongoing
Representation of Non U.S. Bank
Represent a non U.S. bank subject to New York State bank regulatory authority in the development of its real estate lending policies and procedures.
Representation of Non U.S. Bank
Represent a non U.S. bank subject to New York State bank regulatory authority in the development of its real estate lending policies and procedures.
Ongoing
Bank Regulatory Analysis
Representation of the New York bank subsidiary of an international bank group in the analysis of certain OCC bank regulations including loan limits and the attribution of extensions of credit.
Bank Regulatory Analysis
Representation of the New York bank subsidiary of an international bank group in the analysis of certain OCC bank regulations including loan limits and the attribution of extensions of credit.
Ongoing
Expansion of Bank Activities
Expansion of Bank Activities
Representation of a Non U.S. bank subject to New York State bank regulatory authority in the expansion of its U.S. business activities.
2012
Representation of Investment Advisor
Represent the investment adviser with regulatory assets under management of approximately $1 billion in connection with investment adviser act issues including filing of an amendment to its Form ADV.
Representation of Investment Advisor
Represent the investment adviser with regulatory assets under management of approximately $1 billion in connection with investment adviser act issues including filing of an amendment to its Form ADV.
1999 - Present
Metropolitan National Bank - Formation and General Outside Counsel
Herrick formed—and continues to serve as outside general counsel to—Metropolitan National Bank. Please click here for an in-depth description of our work for the bank.
Metropolitan National Bank - Formation and General Outside Counsel
Herrick formed—and continues to serve as outside general counsel to—Metropolitan National Bank. Please click here for an in-depth description of our work for the bank.
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