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securities litigation: publications
Summary Professionals Matters News Events Publications
Disparities Seen in Federal Securities Fraud Sentences
March 20, 2009
Steven D. Feldman
New York Law Journal
Steven Feldman authors an article on the trends and vagaries of sentences in securities fraud cases in the post-guidelines world.
The DOJ's Corporate Leniency Policy — Part II
January 30, 2009
David M. Rosenfield
Competition Law 360
David Rosenfield authors this article on the potential costs and benefits a company weighs when deciding whether to disclose anti-competitive behavior to the Justice Department's Anti-trust Division.
1st Use Of New Pooled Investment Anti-Fraud Rules
December 19, 2008
Securities Law 360
Steven Feldman advises securities law practitioners to familiarize themselves with the SEC's new anti-fraud rules promulgated under the Investment Adviser Act. He predicts that the SEC and federal prosecutors will employ those rules in efforts to target hedge funds.
U.S. SEC Insider Trading Suits Against Foreign Citizens Increasingly Lead to Freezing of Assets
July 2008
Howard R. Elisofon
World Securities Law Report
Howard Elisofon authored this article, originally printed in Securities Regulation & Law Report entitled "Crossing Our Borders: Insider Trading, A Global Perspective."
Crossing Our Borders: Insider Trading, A Global Perspective
June 9, 2008
Howard R. Elisofon
Securities Regulation & Law Report
Howard Elisofon authored "Crossing Our Borders: Insider Trading, A Global Perspective" for Securities Regulation & Law Report.
SEC Investigations
1985
Arthur G. Jakoby, Ira Lee Sorkin
The Review of Securities and Commodities Regulation, Vol. 18, No. 4
Arthur Jakoby authors an article on SEC investigations, advising that representation of witnesses in these cases requires knowledge of rights conferred by commission rules, administrative practice, and privacy statutes.