Protecting Your Institution Post-Galleon: Current Insider Trading Issues
September 21, 2010 -- Herrick, Feinstein LLP
Join our distinguished panel of experts and Herrick attorneys who will discuss the current challenges facing the financial industry, recent developments in the insider trading laws, and the steps you need to take to protect yourself and your institutions.
September 21, 2010 -- Herrick, Feinstein LLP
Join our distinguished panel of experts and Herrick attorneys who will discuss the current challenges facing the financial industry, recent developments in the insider trading laws, and the steps you need to take to protect yourself and your institutions.
Past Events:
Financial Regulatory Overhaul Fund Compliance Workshop
July 27, 2010 -- IVY Plus
Herrick hosted an IVY Plus review session which focused on fund compliance with the passage of the Financial Regulatory Overhaul bill.
July 27, 2010 -- IVY Plus
Herrick hosted an IVY Plus review session which focused on fund compliance with the passage of the Financial Regulatory Overhaul bill.
The Consequences of a Failure to Implement Anti-Money Laundering Controls
June 18, 2008 -- Financial Controls & Risk Forum 2008
David Rosenfield presented "The Consequences of a Failure to Implement Anti-Money Laundering Controls" at Gotham Media Ventures' "Financial Controls & Risk Forum 2008: Institutional Vulnerabilities and Due Diligence" in New York City.
June 18, 2008 -- Financial Controls & Risk Forum 2008
David Rosenfield presented "The Consequences of a Failure to Implement Anti-Money Laundering Controls" at Gotham Media Ventures' "Financial Controls & Risk Forum 2008: Institutional Vulnerabilities and Due Diligence" in New York City.
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