Herrick, Feinstein LLP: Experience: Matters: Retail Brokerage

experience: matters

Litigation
Alternative Dispute Resolution
Securities and Derivatives Litigation and Regulatory Group

Securities & Commodities

Howard R. Elisofon
Christopher Greeley

Retail Brokerage - NASD Arbitration
2007

Representation of a national retail brokerage firm in an NASD customer arbitration alleging sales practice violations.