SEC Matter - Investment Advisor Fraud Allegations Against Senior Executive
Ongoing
We represent a senior executive investment advisor formerly associated with the now infamous Stanford Financial Group in an SEC investigation and the Wells Notice process concerning allegations of fraudulent disclosures and affirmative misrepresentations in the sales of Stanford International Bank CDs, allegedly a massive Ponzi scheme.
Ongoing
We represent a senior executive investment advisor formerly associated with the now infamous Stanford Financial Group in an SEC investigation and the Wells Notice process concerning allegations of fraudulent disclosures and affirmative misrepresentations in the sales of Stanford International Bank CDs, allegedly a massive Ponzi scheme.
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