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Dodd-Frank Resource Center
asset-based lending: publications
Stephen D. Brodie
Asset-Based Lending
(212) 592-1452
Email
Corporate Alert:
Interests Between Common and Preferred Stock Holders; “Principal Place of Business”; New Rules on Asset-Backed Securities; Improper Transfer of Shares; Special Litigation Process; Excessive Investment Advisory Fee Liability; WARN Act; NASDAQ’s Modifications of Press Release Requirements
April 2010
Irwin A. Kishner
,
Daniel A. Etna
Ineffective UCC Termination Statements Pose a Danger to Lenders
May 2009
Stephen D. Brodie
,
Bruce Levine
,
Paul A. Rubin
Asset Based Lending Alert