How Developments With California’s Pension Plan Disclosure Law, the SEC’s Rules and FINRA’s CAB License May Impact Hedge Fund Managers and Third-Party Marketers

October 13, 2016
The Hedge Fund Law Report

Kara Bingham, associate editor of The Hedge Fund Law Report, recently interviewed Herrick corporate partner Richard Morris about enhanced regulatory requirements hedge fund managers and fund marketers have faced since the 2008 financial crisis. In the interview, Richard discussed new disclosure requirements for state pension plan investors, recent enforcement trends, and new rules proposed or adopted by the SEC, FINRA, the Municipal Securities Rulemaking Board and state regulators.