Broker-Dealer Formation

Represented one of the top fixed-income traders in the U.S. in the formation of a broker-dealer that is located in Puerto Rico to take advantage of special tax incentives, and the development of an industry-first corporate bond pricing model and data service. Our client will provide a specified percentage of its profits to charitable causes under the “B” Corporate structure.

Pac-12 Conference – Commercial and Multimedia Matters

Ongoing representation of the Pac-12 Conference, a Power 5 NCAA college football conference, in various multimedia and commercial transactions.

National Securities Corporation – RIVI Opportunity Fund

Represented National Securities Corporation, a leading investment bank and broker/dealer, as placement agent for RIVI Opportunity Fund, which will make investments in precious metal streaming contracts.