5th Annual Capital Markets Symposium

September 22, 2011
Herrick, Feinstein LLP

The Harvard Club, New York, NY

A distinguished panel of financial and legal experts, including representatives of JPMorgan Securities, FTI Consulting, The Deal LLC, and Herrick, Feinstein LLP, assessed the current regulatory initiatives underway to implement the mandates of the Dodd-Frank Act.

Keynote Speaker:
The Hon. Michael E. McMahon
Former U.S. Congressman

Symposium Faculty:
James E. Glassman, Managing Director and Senior Economist, JPMorgan Securities, Inc.
William J. Nolan, Senior Managing Director- Corporate Finance, FTI Consulting
Robert Teitelman, Editor-in-Chief, The Deal LLC

Critical Topics that were Discussed:

I. STABILIZING THE BANKING SYSTEM
Slow Start for the Financial Stability Oversight Council
Battle over Bank Capital Requirements
Systemically Important Entities and Living Wills

II. SECURITIZED FINANCING POST-DODD FRANK
Impact of Credit Retention on the MBS Markets
Regulation of Credit Rating Agencies
Enhanced Disclosure Requirements

III. NEW RULES FOR INVESTMENT ADVISERS
Postponement of Registration Deadline for Private Advisers
Exempt Reporting Advisers
Registration of Real Estate Managers

Resources